The National Commission for Securities and Stock Market (Securities Commission) has created a commission to verify the professional suitability of key persons in the capital markets.
This is stated in the commission's message, Ukrainian News Agency reports.
A decision has been made to create a separate Commission to control the professional suitability of officials of professional participants in the capital markets and organized commodity markets.
The Commission will verify the compliance of company managers, officials of the internal control system and persons responsible for financial monitoring. Such verification will be carried out through interviews.
The decision is temporary in nature and will be valid until amendments are made to the regulatory legal acts of the Securities Commission. Its purpose is to ensure proper control of professional suitability during the transitional period.
Until the regulatory framework is updated, the professional suitability of persons responsible for financial monitoring will be considered confirmed if there is a document on mandatory certification.
In the future, the Securities Commission will develop a separate document that will regulate this procedure on a permanent basis.
As Ukrainian News Agency reported, earlier the Securities Commission approved the resolution "On the definition and publication of an indicative non-exhaustive list of signs of the creation, functioning and/or promotion of a financial pyramid" dated December 19, 2025 No. 10/21/3423/K01.
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